EIS Deployment Timeline: Deployment and Deal Flow – It’s all in the Timing

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EIS deployment timeline: Aligning with the Best Opportunities

When it comes to EIS investing, traditionally there has been a rush to invest as the end of the tax year approaches. Advisers are rightly keen to maximise the tax reliefs by making use of them in targeted tax years. But, while managers look to specifically identify EIS qualifying companies, investment success is the ultimate name of the game. And the best deals are certainly not confined to the last financial quarter.

At Oxford Capital, we recognise the tax reliefs remain compelling and we understand the importance of innovators and entrepreneurs but we are also acutely aware that there must be a focus on backing success and those with the potential for it. This is one of the reasons why deployment of investors’ funds is not an immediate or entirely predictable science.

There is no lack of appealing deals to be done – not for Oxford Capital, although that may not be the case for EIS managers that have had to pivot from capital preservation strategies. Our mantra is that quality follows quantity and the more deals we see, the better our chances of seeing those with most potential. As a result, Oxford Capital’s ventures team reviews over 2000 potential investment deals per year (around 70% of industry deals in our sector (Crunchbase)). The team meets with around 600-700 companies before carrying out detailed due diligence on the most promising candidates – perhaps 100 –  150 businesses each year. In all, successful companies are filtered through nine separate due diligence stages.

Nevertheless, if, after full and frank discussions, there is a barrier to proceeding at any stage, including EIS qualification issues, we will withdraw. In fact, recent internal reviews showed that around a third of companies do not make it from issuing a term sheet, an advanced stage in the due diligence process, to actual investment.

So, the timelines of investing simply cannot be guaranteed and this is one of the reasons why it’s likely to take at least a year for full, diversified deployment of subscriptions. So, the reality is that investing earlier rather later is a much better option; having money on account puts investors in the best position to take advantage of the best opportunities as and when they are uncovered. But, just as importantly, if it is the full subscription amount rather than ad hoc sums subscribed over a period of time, the manager has much greater scope to build a properly managed portfolio, with well-judged allocations across companies with various risk profiles, in a range of multiple sectors, and across several stages of development.

Visit our Oxford Capital Growth EIS Investment opportunities page for more information about the exciting EIS opportunities available.

Estimated reading time: 2 min

 

Due to the potential for losses, the Financial Conduct Authority (FCA) considers this investment to be high risk.

What are the key risks?

  1. You could lose all the money you invest
    1. If the business you invest in fails, you are likely to lose 100% of the money you invested. Most start-up businesses fail.
  2. You are unlikely to be protected if something goes wrong
    1. Protection from the Financial Services Compensation Scheme (FSCS), in relation to claims against failed regulated firms, does not cover poor investment performance. Try the FSCS investment protection checker here.
    2. Protection from the Financial Ombudsman Service (FOS) does not cover poor investment performance. If you have a complaint against an FCA-regulated firm, FOS may be able to consider it. Learn more about FOS protection here.
  3. You won’t get your money back quickly
    1. Even if the business you invest in is successful, it may take several years to get your money back. You are unlikely to be able to sell your investment early.
    2. The most likely way to get your money back is if the business is bought by another business or lists its shares on an exchange such as the London Stock Exchange. These events are not common.
    3. If you are investing in a start-up business, you should not expect to get your money back through dividends. Start-up businesses rarely pay these.
  4. Don’t put all your eggs in one basket
    1. Putting all your money into a single business or type of investment for example, is risky. Spreading your money across different investments makes you less dependent on any one to do well.
    2. A good rule of thumb is not to invest more than 10% of your money in high-risk investments. https://www.fca.org.uk/investsmart/5-questions-ask-you-invest
  5. The value of your investment can be reduced
    1. The percentage of the business that you own will decrease if the business issues more shares. This could mean that the value of your investment reduces, depending on how much the business grows. Most start-up businesses issue multiple rounds of shares.
    2. These new shares could have additional rights that your shares don’t have, such as the right to receive a fixed dividend, which could further reduce your chances of getting a return on your investment.

 

If you are interested in learning more about how to protect yourself, visit the FCA’s website here.